Compliance officer (listed cos)
Last updated · Confirm dates, fees and eligibility on the official website before you apply.
₹6–25 LPA
- Route in
- Typically Company Secretary (CS). 1 course lead here
- Entry pay
- ₹600,000 – ₹2,500,000 / annual Any experience
What the work involves
Day to day
Making sure a listed company meets its regulatory and disclosure obligations - filings, board procedure, insider trading controls and liaison with regulators and exchanges.
Who this suits
Fit
Rule-oriented, meticulous people who are willing to say no to senior colleagues. Regulatory expectations have tightened steadily, which has raised both demand and the seniority of the role.
The honest reality
Read this one
The role carries personal liability for the company's lapses, which is a serious consideration. You are structurally the person slowing things down, so you will be unpopular. The regulatory framework changes constantly and ignorance is not a defence.
The route in, step by step
6 steps from where you are now.
Class 12, any stream Required
Any stream.
Qualify as a Company Secretary Required
CSEET, Executive, Professional and training. SEBI regulations require listed companies to appoint a Compliance Officer, and a qualified CS is the standard appointee.
Learn the listing framework Required
The SEBI Listing Obligations and Disclosure Requirements, insider trading regulations, and takeover code. These are the working texts of the job and they are amended frequently.
Work in a listed company secretarial team Required
Disclosures, board and committee meetings, shareholder communication, and stock exchange filings against hard deadlines.
Take the Compliance Officer role Required
A statutory appointment with personal liability attached. You are the point of contact for SEBI and the exchanges, and you sign the disclosures.
Company Secretary, or governance leadership Optional
Whole-time Company Secretary of a larger listed company, or a governance and risk leadership role.
Courses that lead here
1 mapped route into this career.
The roles this becomes
2 lanes out of the same starting point.
What it pays
Indicative bands.
| Stage | Pay band | What changes |
|---|---|---|
| Any experience | ₹600,000 – ₹2,500,000 / annual | Indicative range imported from the career map. Unverified - confirm and add a source before publishing. |
These are ranges, not offers. Pay varies by city, employer size, sector and your own skill more than by job title. Treat the band as the shape of the market, not as a number you can hold anyone to.
Common questions
The ones people actually ask about this work.
What does a compliance officer in a listed company do?
<p>Ensures the company meets its obligations under company law, securities regulation and stock exchange listing requirements — board and committee procedure, disclosures to exchanges, insider trading controls, shareholder matters and statutory filings. In a listed company the role is a defined statutory position with personal responsibility attached.</p>
What qualification is needed?
<p>Company Secretary is the standard and most direct qualification for this role. Law degrees and CA also lead into compliance, particularly in financial services where regulatory compliance is a broader function.</p>
Is compliance a good career?
<p>It has grown steadily as regulation has, it is office-based with predictable hours compared with litigation or audit season, and it pays well at senior levels. It suits people who are precise and comfortable saying no to senior colleagues, which is more of the job than newcomers expect.</p>
Where else does this skill apply?
<p>Banks and NBFCs, insurance, mutual funds and asset managers, listed companies of every kind, and consulting practices advising them. Data protection and anti-money-laundering compliance are both expanding areas within the same broad function.</p>
Test this against your own priorities
Pay, hours and entry route matter differently to different people. Compare this against the alternative you are actually weighing, rather than against the average.